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Robert I. Rabinowitz

Robert I. Rabinowitz


Red Bank

T: 732.842.1662

Robert’s practice centers on legal and regulatory guidance in the formation and registration of broker/dealers and investment advisers, and representation of broker/dealers, investment advisers and their representatives with respect to regulatory and compliance-related matters.

He represents brokerage firms and their associated persons in connection with regulatory investigations, and disciplinary proceedings before the Securities and Exchange Commission (“SEC”) and the Financial Industry Regulatory Authority (“FINRA”). He also specializes in representing parties in securities arbitration and civil court proceedings and is a member of FINRA Dispute Resolution’s panel of industry arbitrators.

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